Certified Specialist Programme in Trading Regulations

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The Certified Specialist Programme in Trading Regulations offers ten comprehensive units designed to meet the critical demand for compliance expertise in the financial sector. As regulatory landscapes become increasingly complex, this certificate ensures professionals stay ahead of industry standards.

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It equips learners with essential skills in risk management, legal frameworks, and ethical trading practices. By mastering these topics, candidates significantly enhance their career prospects, demonstrating rigorous knowledge to employers. This program is vital for those seeking advancement in finance, providing a robust foundation for navigating global trading environments with confidence and precision, ultimately driving professional growth and organizational integrity.

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๊ณผ์ • ์„ธ๋ถ€์‚ฌํ•ญ

  • Introduction to Securities Trading Regulations
  • Market Abuse Regulation (MAR) and Insider Dealing
  • Best Execution and Order Handling Regulations
  • Regulatory Technology (RegTech) in Trading
  • Anti-Money Laundering (AML) Compliance in Trading
  • Conduct of Business Rules and Client Protection
  • Financial Sanctions and Trade Restrictions
  • Surveillance and Monitoring of Trading Activities

๊ฒฝ๋ ฅ ๊ฒฝ๋กœ

Career Role Description Trading Regulations Specialist Ensures compliance with UK financial regulations in trading activities.

Expert in market surveillance and risk management .

Compliance Officer (Financial Markets) Monitors trading activities for regulatory compliance.

Focuses on anti-money laundering (AML) and know your customer (KYC) regulations.

Financial Crime Investigator (Trading) Investigates potential violations of trading regulations and financial crimes.

Requires strong analytical and investigative skills in regulatory reporting .

Senior Regulatory Analyst Provides expert advice on trading regulations.

Analyzes regulatory changes and their impact on trading operations and ensures regulatory compliance .

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์™œ ์‚ฌ๋žŒ๋“ค์ด ๊ฒฝ๋ ฅ์„ ์œ„ํ•ด ์šฐ๋ฆฌ๋ฅผ ์„ ํƒํ•˜๋Š”๊ฐ€

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ํš๋“ํ•  ๊ธฐ์ˆ 

Regulatory Compliance Market Surveillance Risk Management Ethical Trading

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๊ฒฝ๋ ฅ ์ธ์ฆ์„œ ํš๋“

์ƒ˜ํ”Œ ์ธ์ฆ์„œ ๋ฐฐ๊ฒฝ
CERTIFIED SPECIALIST PROGRAMME IN TRADING REGULATIONS
์—๊ฒŒ ์ˆ˜์—ฌ๋จ
ํ•™์Šต์ž ์ด๋ฆ„
์—์„œ ํ”„๋กœ๊ทธ๋žจ์„ ์™„๋ฃŒํ•œ ์‚ฌ๋žŒ
London School of International Business (LSIB)
์ˆ˜์—ฌ์ผ
05 May 2025
๋ธ”๋ก์ฒด์ธ ID: s-1-a-2-m-3-p-4-l-5-e
์ด ์ž๊ฒฉ์ฆ์„ LinkedIn ํ”„๋กœํ•„, ์ด๋ ฅ์„œ ๋˜๋Š” CV์— ์ถ”๊ฐ€ํ•˜์„ธ์š”. ์†Œ์…œ ๋ฏธ๋””์–ด์™€ ์„ฑ๊ณผ ํ‰๊ฐ€์—์„œ ๊ณต์œ ํ•˜์„ธ์š”.
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